0000891554-01-505915.txt : 20011030
0000891554-01-505915.hdr.sgml : 20011030
ACCESSION NUMBER: 0000891554-01-505915
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011025
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLEWOOD ASSOCIATES L P
CENTRAL INDEX KEY: 0000885787
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 68 WHEATLEY RD
CITY: BROOKVILLE
STATE: NY
ZIP: 11545
BUSINESS PHONE: 2127358600
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CEPHEID
CENTRAL INDEX KEY: 0001037760
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770441625
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-60897
FILM NUMBER: 1766384
BUSINESS ADDRESS:
STREET 1: 1190 BORREGAS
STREET 2: X
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085414191
MAIL ADDRESS:
STREET 1: 1190 BORREGAS
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
SC 13G/A
1
d27162_13g.txt
SC 13G/A
UNITED STATES
SECURITIES & EXCHANGE COMMISSION
Washington D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Cepheid
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
15670R107
(CUSIP Number)
October 9, 2001
Date of Event Which Requires Filing of this Statement
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 14
CUSIP No. 15670R107 13G
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Wheatley Partners II, L.P.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 1,000,000 shares 3.8%
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0 shares 0%
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 1,000,000 shares 3.8%
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0 shares 0%
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000,000 shares
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.8%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 14 Pages
CUSIP No. 15670R107 13G
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Applewood Capital Corp.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0 shares 0%
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0 shares 0%
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 0 shares 0%
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0 shares 0%
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 14 Pages
CUSIP No. 15670R107 13G
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Irwin Lieber
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 124,444 shares 0.5%
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 1,000,000 shares 3.8%
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 124,444 shares 0.5%
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 1,000,000 shares 3.8%
----------------------------------`---------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,124,444 shares
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.4%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 14 Pages
CUSIP No. 15670R107 13G
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barry Fingerhut
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 124,444 shares 0.5%
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 1,000,000 shares 3.8%
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 124,444 shares 0.5%
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 1,000,000 shares 3.8%
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,124,444 shares
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.4%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 5 of 14 Pages
CUSIP No. 15670R107 13G
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barry Rubenstein
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 124,444 shares 0.5%
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 1,000,000 shares 3.8%
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 124,444 shares 0.5%
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 1,000,000 shares 3.8%
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,124,444 shares
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.4%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 6 of 14 Pages
CUSIP No. 15670R107 13G
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Seth Lieber
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0 shares 0%
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 1,000,000 shares 3.8%
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 0 shares 0%
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 1,000,000 shares 3.8%
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000,000 shares
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.8%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 7 of 14 Pages
CUSIP No. 15670R107 13G
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Jonathan Lieber
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0 shares 0%
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 1,000,000 shares 3.8%
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 0 shares 0%
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 1,000,000 shares 3.8%
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000,000 shares
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.8%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 8 of 14 Pages
Item 1.
(a) Cepheid
(b) Address of Issuer's Principal Executive Offices
1190 Borregas Avenue
Sunnyvale, CA 94089-1302
Common Stock, no par value per share (CUSIP No. 15670R107)
Item 2.
1. (a) Name of Person Filing: Wheatley Partners II, L.P.
(b) Address of Principal Business Office, or, if none, Residence:
80 Cuttermill Road
Great Neck, New York 11021
(c) Citizenship: Not applicable.
(d) Title of Class of Securities:
Common Stock, no par value per share
(e) CUSIP Number: 15670R107
2. (a) Name of Person Filing: Applewood Capital Corp.
(b) Address of Principal Business Office, or, if none, Residence:
68 Wheatley Road
Brookville, New York 11545
(c) Citizenship: Not applicable.
(d) Title of Class of Securities:
Common Stock, no par value per share
(e) CUSIP Number: 15670R107
Applewood Capital Corp. was a general partner of Wheatley Partners II,
L.P. through June 30, 2001.
3. (a) Name of Person Filing: Irwin Lieber
(b) Address of Principal Business Office, or, if none, Residence:
825 Third Avenue
New York, New York 10022
(c) Citizenship: United States.
(d) Title of Class of Securities:
Common Stock, no par value per share
(e) CUSIP Number: 15670R107
Page 9 of 14
4. (a) Name of Person Filing: Barry Fingerhut
(b) Address of Principal Business Office, or, if none, Residence:
825 Third Avenue
New York, New York 10022
(c) Citizenship: United States.
(d) Title of Class of Securities:
Common Stock, no par value per share
(e) CUSIP Number: 15670R107
5. (a) Name of Person Filing: Barry Rubenstein
(b) Address of Principal Business Office, or, if none, Residence:
68 Wheatley Road
Brookville, New York 11545
(c) Citizenship: United States.
(d) Title of Class of Securities:
Common Stock, no par value per share
(e) CUSIP Number: 15670R107
6. (a) Name of Person Filing: Seth Lieber
(b) Address of Principal Business Office, or, if none, Residence:
825 Third Avenue
New York, New York 10022
(c) Citizenship: United States.
(d) Title of Class of Securities:
Common Stock, no par value per share
(e) CUSIP Number: 15670R107
7. (a) Name of Person Filing: Jonathan Lieber
(b) Address of Principal Business Office, or, if none, Residence:
825 Third Avenue
New York, New York 10022
(c) Citizenship: United States.
(d) Title of Class of Securities:
Common Stock, no par value per share
(e) CUSIP Number: 15670R107
Item 3. If this statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person is a:
(a) |_| Broker or dealer registered under section 15 of the Act (15
U.S.C.78o)
(b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) |_| Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) |_| Investment company as registered under Section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)
(E);
Page 10 of 14
(f) |_| An employee benefit plan or endowment fund in accordance
with ss.240.13d- 1(b)(1)(ii)(F);
(g) |_| A parent holding company or control person in accordance
with ss.240.13d- 1(b)(1)(ii)(G);
(h) |_| A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) |_| A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
(j) |_| Group, in accordance withss.240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
1. Wheatley Partners II, L.P.:
(a) Amount Beneficially Owned: 1,000,000(1) shares.
(b) Percent of Class: 3.8%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 1,000,000(1) shares.
(ii) shared power to vote or to direct the vote: 0 shares.
(iii) sole power to dispose or to direct the disposition of:
1,000,000(1) shares.
(iv) shared power to dispose or to direct the disposition of: 0
shares.
2. Applewood Capital Corp.:
(a) Amount Beneficially Owned: 0 shares. Reporting person was a general
partner of Wheatley Partners II, L.P. through June 30, 2001.
(b) Percent of Class: 0%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares.
(ii) shared power to vote or to direct the vote: 0 shares.
(iii) sole power to dispose or to direct the disposition of: 0 shares.
(iv) shared power to dispose or to direct the disposition of: 0
shares.
3. Irwin Lieber
(a) Amount Beneficially Owned: 1,124,444(1),(2),(3) shares. Reporting
person is a general partner of Wheatley Partners II, L.P.
(b) Percent of Class: 4.4%
(c) Number of shares as to which such person has:
--------
(1) Includes 1,000,000 shares of Common Stock owned by Wheatley Partners
II, L.P.
(2) The reporting person disclaims beneficial ownership of these
securities except to the extent of his/its equity interest therein.
(3) Includes 124,444 shares of Common Stock owned by Irwin Lieber.
Page 11 of 14
(i) sole power to vote or to direct the vote: 124,444(3) shares.
(ii) shared power to vote or to direct the vote: 1,000,000(1),(2)
shares.
(iii) sole power to dispose or to direct the disposition of:
124,444(3) shares.
(iv) shared power to dispose or to direct the disposition of:
1,000,000(1),(2) shares.
4. Barry Fingerhut:
(a) Amount Beneficially Owned: 1,124,444(1),(2),(4) shares. Reporting
person is a general partner of Wheatley Partners II, L.P.
(b) Percent of Class: 4.4%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 124,444(4) shares.
(ii) shared power to vote or to direct the vote: 1,000,000(1),(2)
shares.
(iii) sole power to dispose or to direct the disposition of:
124,444(4) shares.
(iv) shared power to dispose or to direct the disposition of:
1,000,000(1),(2) shares.
5. Barry Rubenstein:
(a) Amount Beneficially Owned: 1,124,444(1),(2),(5) shares. Reporting
person is a general partner of Wheatley Partners II, L.P.
(b) Percent of Class: 4.4%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 124,444(5) shares.
(ii) shared power to vote or to direct the vote: 1,000,000(1),(2)
shares.
(iii) sole power to dispose or to direct the disposition of:
124,444(5) shares.
(iv) shared power to dispose or to direct the disposition of:
1,000,000(1),(2) shares.
6. Seth Lieber
(a) Amount Beneficially Owned: 1,000,000(1),(2) Reporting person is a
general partner of Wheatley Partners II, L.P.
(b) Percent of Class: 3.8%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares.
(ii) shared power to vote or to direct the vote: 1,000,000(1),(2)
shares.
(iii) sole power to dispose or to direct the disposition of: 0 shares.
(iv) shared power to dispose or to direct the disposition of:
1,000,000(1),(2) shares.
7. Jonathan Lieber:
(a) Amount Beneficially Owned: 1,000,000(1),(2) shares. Reporting person
is a general partner of Wheatley Partners II, L.P.
(b) Percent of Class: 3.8%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0 shares.
(ii) shared power to vote or to direct the vote: 1,000,000(1),(2)
shares.
(iii) sole power to dispose or to direct the disposition of: 0 shares.
(iv) shared power to dispose or to direct the disposition of:
1,000,000(1),(2) shares.
--------
(4) Includes 124,444 shares of Common Stock owned by Barry Fingerhut.
(5) Includes 124,444 shares of Common Stock owned by Barry Rubenstein.
Page 12 of 14
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following. |X|
Instruction: Dissolution of a group requires a response to this item.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Exhibit A, Joint Filing Agreement, was filed with Schedule 13G, dated
December 31, 2000.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
(b) The following certification shall be included if the statement is
filed pursuant to ss.240.13d-1(c):
By signing below each party certifies that, to the best of
his/her/its knowledge and belief, the securities referred to
above were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having
that purpose or effect.
Page 13 of 14
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief,
each of the undersigned hereby certifies that the information set forth in this
statement is true, complete and correct.
Date: October 23, 2001
WHEATLEY PARTNERS II, L.P.
By: /s/ Barry Rubenstein
----------------------------------------
Barry Rubenstein, a General Partner
APPLEWOOD CAPITAL CORP.
By: /s/ Irwin Lieber
----------------------------------------
Irwin Lieber, Secretary and Treasurer
/s/ Barry Fingerhut
----------------------------------------
Barry Fingerhut
/s/ Irwin Lieber
----------------------------------------
Irwin Lieber
/s/ Barry Rubenstein
----------------------------------------
Barry Rubenstein
/s/ Seth Lieber
----------------------------------------
Seth Lieber
/s/ Jonathan Lieber
----------------------------------------
Jonathan Lieber
Attention: Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001)
Page 14 of 14